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Job ID : 1612584 Date Updated : September 30th, 2026

VP, Internal Audit (Compliance & Regulatory)

Location Tokyo - 23 Wards
Job Type Permanent Full-time
Salary 15 million yen ~ Negotiable, based on experience

Job Description

Lead reviews of compliance, legal, and regulatory processes across the business.
Assess controls related to financial crime, monitoring activities and data management.
Plan and carry out audits, including testing, analysis and reporting.
Review business processes to identify risks and areas for improvement.
Prepare clear audit documentation and reports in Japanese and English.
Track issue resolution and confirm that agreed actions have been completed.
Manage audit projects, oversee team deliverables and work with stakeholders on findings and recommendations.

Employee Benefits:
Comprehensive range of benefits offered, including paid leave for congratulatory/condolence, relocation, child sickness, vaccination, special disaster, public service, family care, special leave for childbirth by spouse/partner and childcare leave,
Other benefits, including all social insurance allowances in accordance with Japanese labor law

General Requirements

Minimum Experience Level Over 3 years
Career Level Mid Career
Minimum English Level Business Level
Minimum Japanese Level Business Level
Minimum Education Level Bachelor's Degree
Visa Status Permission to work in Japan required

Required Skills

5+ years of internal and / or external audit experience within a financial services firm or Big Four.
Experience auditing compliance and regulatory functions.
Knowledge of areas such as financial crime prevention, transaction monitoring or data governance.
Proven ability to lead audit engagements from planning through to completion.
Strong written communication skills in both Japanese and English.
Able to work independently while collaborating effectively with others.
Professional certifications such as CPA, CIA, or CMA are advantageous.

Job Location

  • Tokyo - 23 Wards

Work Conditions

Job Type Permanent Full-time
Salary 15 million yen ~ Negotiable, based on experience
Industry Securities

Job Category