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Job ID : 1543723 Date Updated : June 5th, 2025
幅広い金融商品に触れ、複雑な取引や新規ビジネス、市場動向について学ぶチャンス。

【外資系証券】レギュラトリーレポーティング(Associate)|オペレーション

Location Tokyo - 23 Wards
Job Type Permanent Full-time
Salary Negotiable, based on experience

Job Description

幅広い金融商品に触れ、複雑な取引や新規ビジネス、市場動向について学ぶチャンス!

世界一流の投資銀行にてオペレーションのレギュラトリー・レポーティングを担当していただきます。コンプライアンス・法務・IT・ビジネスチームと密接に連携しながら、規制対応に関するリスク管理および業務支援を行うお仕事です。

主な職務内容

  • 日本およびアジア各国の規制当局・中央銀行・取引所・自主規制団体に提出する非財務情報報告書の作成
  • ミドルオフィスや営業などの社内ステークホルダーや、当局とのやりとり
  • 各種リスクの評価・エスカレーション、レポーティングに関する潜在的な問題の早期発見
  • 業務効率の改善、スケーラビリティの確保(ITと連携)
  • 規制改正に伴うプロセス変更のテスト・実装に参加
  • 様々な金融商品に触れ、複雑な取引や新規ビジネス、市場動向について学ぶことができます

Join a globally recognized investment bank as a Regulatory Reporting Associate in the Operations team. You'll play a key role in managing non-financial regulatory reporting, working closely with Compliance, Legal, Technology, and Business teams. This role offers valuable exposure to regulatory frameworks, operational risk controls, and cross-functional collaboration in a fast-paced global environment.



Key Responsibilities

  • Complete non-financial regulatory reporting to authorities, central banks, exchanges, and SROs across the APAC region

  • Manage multiple reports covering various financial products by coordinating with middle office, sales, and external regulators

  • Identify, evaluate, and escalate reporting risks to protect the firm from regulatory breaches

  • Collaborate with Technology to enhance process efficiency and scalability

  • Participate in user testing and process changes driven by regulatory updates

  • Support business enablement through insights into complex transaction structures and market developments





General Requirements

Minimum Experience Level Over 1 year
Career Level Mid Career
Minimum English Level Business Level
Minimum Japanese Level Fluent
Minimum Education Level Bachelor's Degree
Visa Status Permission to work in Japan required

Required Skills

必須条件

経験・資格:

  • 金融業界経験3年以上(できれば証券・投資銀行)
  • 部署不問

ソフトスキル:

  • 分析力、問題解決力
  • 細部への注意力
  • 内部管理意識
  • ITやシステム開発の素養

語学力

  • 日本語:流暢(規制文書の読解・報告作成が可能なレベル)
  • 英語:ビジネスレベル(海外とのやり取りあり)
歓迎条件
  • 金融商品に関する知識があれば尚可
  • データアナリティクス、ITシステム、リスク管理、コンプライアンスなどの経験
この求人がおすすめの理由
  • 様々な金融商品に触れ、複雑な取引や新規ビジネス、市場動向について学ぶことができます
  • 誠実性・革新性・卓越性に定評のある、世界的なブランド力を持つ金融機関でキャリアを積めます
  • 教育研修やキャリア開発の機会が豊富
  • 福利厚生も充実

Required Skills and Qualifications

Experience:

  • 3+ years in financial services, preferably within investment banking

  • Exposure to financial products, regulatory reporting, compliance, or data-driven operations

Technical Skills:

  • Strong data analysis skills and familiarity with reporting tools or system workflows

  • Understanding of IT systems, risk management, or control frameworks

Soft Skills:

  • Analytical thinker with strong attention to detail and a risk-control mindset

  • Effective collaborator with problem-solving abilities and adaptability

Language Requirements
  • Japanese: Fluent (verbal, written, reading; essential for interpreting local regulations and stakeholder communication)

  • English: Business level or higher (for internal global communications)

Preferred Skills & Qualifications
  • Experience implementing regulatory changes or contributing to cross-border regulatory projects

  • Familiarity with trade lifecycle and middle/back-office functions

Why You'll Love Working Here
  • Join a world-class firm at the forefront of regulatory operations and compliance

  • Collaborate with global teams and gain exposure to evolving regulatory requirements

  • Benefit from structured career growth, global mobility, and training programs

  • Work in a prime Tokyo office, just minutes from public transit

  • Enjoy generous paid leave, full benefits, and a flexible hybrid work environment

Job Location

  • Tokyo - 23 Wards

Work Conditions

Job Type Permanent Full-time
Salary Negotiable, based on experience
Industry Bank, Trust Bank

Job Category

  • Banking and Financial Services > Other (Banking and Financial Services)