Compliance Officer

Manage compliance activities for private equity funds and public investment products, ensuring adherence to regulations and internal policies.
Monitor regulatory developments and update compliance procedures to address legal and regulatory changes.
Oversee AML/CFT controls, conflict of interest management, and corporate relationship information processes.
Assess compliance risks related to investment opportunities and provide guidance to investment teams on appropriate mitigation measures.
Review marketing, advertising, and client communications to ensure regulatory compliance and accurate disclosures.
Coordinate with regulators and support regulatory reporting, examinations, and inquiries.
Develop compliance policies, procedures, and operational rules for new business activities, products, and investment initiatives.

Employee Benefits:
Insurance Coverage: Health insurance, employee pension, employment insurance, workers' compensation insurance
Welfare Benefits: Childcare, elderly care, leisure, e-learning and health support services

Experience in compliance, legal, risk, or regulatory work within a financial institution.
Experience in asset management, private equity, investment funds, securities, banking, or a related financial services industry.
Knowledge of financial regulations and compliance requirements.
Strong communication and stakeholder management skills.
Good analytical, problem-solving, and organizational skills with strong attention to detail.
Knowledge of the Financial Instruments and Exchange Act (FIEA) is preferred.
Experience developing policies, procedures, internal controls, or compliance frameworks is a plus.
Ability to work effectively with business teams and provide practical compliance guidance.
Native-level Japanese and intermediate English