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Compliance Manager
| Location | Tokyo - 23 Wards |
| Job Type | Permanent Full-time |
| Salary | 9 million yen ~ 14 million yen |
Job Description
- Ensure compliance with asset management laws, regulations, and internal policies.
- Monitor departmental compliance and provide guidance as needed.
- Review marketing materials for regulatory compliance.
- Manage KYC and anti-money laundering processes independently.
- Conduct regular compliance checks on sales and marketing activities.
- Prepare and submit internal and external compliance reports.
- Support FSA licensing and training compliance processes.
- Maintain contracts, legal records, and internal policies.
Employee Benefits:
Commutation allowance
Variable incentive bonus
Flextime system
Social Insurance (Health Insurance, Employees' Pension, Unemployment Insurance, Worker's Accident Insurance) and Retirement Pension
Training system (including Japanese lesson / English lesson)
Childcare Leave/Family care Leave
Baby-sitter support program
General Requirements
| Minimum Experience Level | Over 3 years |
| Career Level | Mid Career |
| Minimum English Level | Business Level |
| Minimum Japanese Level | Business Level |
| Minimum Education Level | Bachelor's Degree |
| Visa Status | Permission to work in Japan required |
Required Skills
- Minimum 6 years of compliance experience within an asset management firm in Japan
- Strong understanding of relevant Japanese regulations (e.g., FIEA, IMAJ rules)
- Background in audit, legal, or compliance; relevant finance or legal qualifications preferred
- Self-starter with strong ownership and ability to meet deadlines
- Well-developed organizational and time management skills
- Native-level Japanese and business level English
Job Location
- Tokyo - 23 Wards
Work Conditions
| Job Type | Permanent Full-time |
| Salary | 9 million yen ~ 14 million yen |
| Industry | Asset Management |
