Associate/VP, Operations Risk and Control, Investment Bank - 633674

Associate/VP, Operations Risk and Control, Investment Bank

risk

募集職種

人材紹介会社
マイケル・ペイジ・インターナショナル・ジャパン株式会社
求人ID
633674  
勤務形態
正社員  
勤務地
東京都 23区
給与
経験考慮の上、応相談
更新日
2016年11月24日 15:42

応募必要条件

キャリアレベル
中途経験者レベル  
英語レベル
ビジネス会話レベル  
日本語レベル
流暢  
最終学歴
大学卒: 学士号  
現在のビザ
日本での就労許可は必要ありません  

募集要項

Support Operations functions in Japan to ensure the operational process controls in place. The main responsibility of team includes operational risk governance, implementation of control process and the quality assurance.


Client Details

Our client is the leading securities and investment banking company in Japan, providing institutional investors with a range of services including investment advisory and securities underwriting. They also provide individual clients with wealth management services meeting their individual long-term needs and risk tolerance and corporate clients with a wide array of specialized services based on their strong research and solution-delivering capabilities.


Description

・Perform monitoring and quality assurance of the various KRI (Key Risk Indicator) and KPI (Key Performance Indicator) reports for Operations functions and ensure the maintenance of capacity and control risk monitoring tool
・Interact close and maintain strong relationship with middle office functions to ensure that the various kinds of reconciliations runs properly, the logics meet business requirements, and root causes of exceptions are identified timely
・Monitoring Trade/Position reconciliations and support the Middle Office users with further enhancement and creating new reconciliations, including setting up logic, verifying BRD, coordinating UATs with reconciliation team
・Oversee the internal account controls in place and monitor the correctness of transactions on a daily basis until its resolution
・Identify and escalate operational risk items via risk review tools, and monitor the mitigation actions until the closures
・Set up the global/local Operational policy
・Coordinate with internal/external auditors and interface with the regulators
・Support Operation teams to improve their processes and strengthen the control framework
・Work in various controls related projects and managing junior staff within the team


Job Offer

* A chance to work at a stable international institution
* Great career prospects
* Good work life balance
* Located in central Tokyo




Page Group Japan is acting as an Employment Agency in relation to this vacancy.

スキル・資格

・Minimum 3 years' experience in operations in financial industries
・Willingness to learn and understand process and system flows
・Team player and excellent interpersonal and communication skills
・MS Office (Word, Excel, PowerPoint)

会社概要

Our client is the leading securities and investment banking company in Japan, providing institutional investors with a range of services including investment advisory and securities underwriting. They also provide individual clients with wealth management services meeting their individual long-term needs and risk tolerance and corporate clients with a wide array of specialized services based on their strong research and solution-delivering capabilities.

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