Senior Compliance Officer/シニアコンプライアンスオフィサー - 631957

Senior Compliance Officer/シニアコンプライアンスオフィサー

【2100万円】Senior Compliance Officer

募集職種

人材紹介会社
ロバート・ウォルターズ・ジャパン株式会社
採用企業名
A financial services company  
求人ID
631957  
勤務形態
正社員  
勤務地
東京都 23区
給与
2500万円
更新日
2016年12月06日 15:24

応募必要条件

キャリアレベル
中途経験者レベル  
英語レベル
基礎会話レベル  
日本語レベル
流暢  
最終学歴
大学卒: 学士号  
現在のビザ
日本での就労許可が必要です  

募集要項

A leading international financial group is searching for a talented security and regulatory professional. As the Senior Compliance Officer, the candidate selected for this role will manage a team of compliance experts and meet the regulatory and legal requirements of a global organization.

Responsibilities:

  • Manage, lead and oversee the compliance team
  • Meet regulatory inspection requirements as an overall coordinator
  • Ensure the effective identification, measurement, control and management of compliance and risk both locally and globally across the company
  • Manage the development, implementation, review and revision of compliance risk management programs, policies, procedures and systems
  • Act as a liaison with regulatory agencies, internal/external advisors and other internal control groups on compliance/risk related issues in an assigned area of responsibility

Requirements:

  • Bachelor's degree in business or equivalent
  • 5+ years' experience with security regulatory inspections; experience in a Japanese securities regulatory environment
  • Good working knowledge of local business conduct and regulatory requirements relating to securities firms
  • Strong interpersonal, communication, project management and leadership skills
  • Regulatory registration skills and experience

会社概要

A worldwide financial services holding company, this organization has an extensive history of over two hundred years in operation. Now operating a worldwide network of over twenty thousand employees across the globe, this company continues to be a global leader.

Keywords:

分析, コンプライアンス, 法令遵守, ファイナン, 規制関連

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