Control Room Associate/コントロールルームアソシエイト - 626657

Control Room Associate/コントロールルームアソシエイト

【800万円〜1200万円】大手金融機関の法務・コンプライアンス・統制

募集職種

人材紹介会社
ロバート・ウォルターズ・ジャパン株式会社
採用企業名
A leading financial firm  
求人ID
626657  
勤務形態
正社員  
勤務地
東京都 23区
給与
800万円 ~ 1200万円
勤務時間
Please inquire
更新日
2016年09月15日 17:40

応募必要条件

キャリアレベル
中途経験者レベル  
英語レベル
流暢  
日本語レベル
流暢  
最終学歴
大学卒: 学士号  
現在のビザ
日本での就労許可が必要です  

募集要項

Great opportunity to join a global financial services firm as Control Room Associate. In this exciting role you will monitor the firm's information barriers, manage regulatory body reporting and inquires, and perform a wide range of related tasks. The top candidate selected will be a skilled multi-tasker with excellent communication skills.

Responsibilities:

  • Monitor the firm's information barriers and track information flow
  • Review research for compliance with applicable regulatory requirements and internal policies
  • Track engagements of the investment banking division
  • Chaperone communications between investment banking and research personnel
  • Implement and provide advice with respect to the firm's information barrier policies, including trade restrictions, and clearance of employee trading requests

Requirements:

  • Experience in investment banking is preferred but not required
  • Excellent communication skills; both written and verbal English and Japanese proficiency required
  • Ability to manage multiple tasks simultaneously
  • Ability to spot issues and analyse complex problems thoroughly
  • A heightened sense of discretion
  • Familiarity with, or ability to learn to utilize, diverse firm systems

 

会社概要

A leading financial firm that provides wealth management and investment banking services to clients across the globe. A distinguished company and trusted name in banking that offers a multitude of career opportunities for junior staff just starting out to seasoned professionals at the executive level. If you want to find a professional home, this is an excellent chance to gain entry into a prestigious firm.

Keywords:

リーガル, コンプライアンス, 法令遵守, 財務, 投資銀行, 規制関連
 

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