Compliance Assistant/コンプライアンスアシスタント - 626629

Compliance Assistant/コンプライアンスアシスタント

【時給1700円〜】有名金融機関のプロジェクトマネジメント業務

募集職種

人材紹介会社
ロバート・ウォルターズ・ジャパン株式会社
採用企業名
A distinguished brokerage and investment firm  
求人ID
626629  
勤務形態
派遣  
勤務地
東京都 23区
給与
時給制
更新日
2016年09月29日 15:59

応募必要条件

キャリアレベル
中途経験者レベル  
英語レベル
ビジネス会話レベル  
日本語レベル
ネイティブ  
最終学歴
大学卒: 学士号  
現在のビザ
日本での就労許可が必要です  

募集要項

Excellent opportunity to elevate your career at a global brokerage firm. Seeking a candidate with securities/equities experience to perform routine analyst report monitoring and various other related tasks including trade surveillance and more. A compliance background is ideal but not essential.

Responsibilities:

  • Monitor analyst reports
  • Manage analysts' company visit records
  • Check company visit reports to clear non-public information
  • Check analysts' communication to clear non-public information
  • Monitor trading to prevent research front funding

Requirements:

  • Native level Japanese and business level English
  • Experience in securities, especially equity/research business
  • A compliance background is advantageous, but not mandatory

会社概要

A distinguished brokerage and investment firm that provides equity broking, corporate finance, and asset management services to a diverse range of clients around the globe. Headquartered in Asia, they employ nearly 2,000 professionals worldwide and have built a lasting presence across the Asia-Pacific region, Europe, and North America. They are always looking for more great people to add to their growing team, and place high value on innovation and creativity.

Keywords:

投資銀行, エクイティ, デリバティブ, トレーディング, 信託

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