Compliance Officer - Securities and Bank コンプライアンス - 608412

Compliance Officer - Securities and Bank コンプライアンス

Compliance Officer

募集職種

人材紹介会社
株式会社ロバートハーフジャパン
求人ID
608412  
勤務形態
正社員  
勤務地
東京都 23区
給与
1000万円 ~ 1200万円
更新日
2016年09月23日 10:46

応募必要条件

職務経験
3年以上  
キャリアレベル
中途経験者レベル  
英語レベル
流暢  
日本語レベル
流暢  
最終学歴
大学卒: 学士号  
現在のビザ
日本での就労許可が必要です  

募集要項

Duties & Responsibilities

The incumbent will be part of a Compliance team working closely with senior management, front and back offices and other corporate control functions:

  • Lead the continued development and improvement of the compliance oversight programs
  • Advise the business units and conduct day to day monitoring & surveillance over the business
  • Assist in resolution of compliance issues to ensure compliance with laws and regulations
  • Conduct day to day compliance operations/administration including regulatory and internal reporting/filing
  • Development, implementation and revision of compliance risk management programs, policies, procedures and systems
  • Act as a coordinator in projects, with regulatory agencies and on the occasion of regulatory inspections.

Requirements

  • Bachelor's degree in Law, Accounting or Business Administration or related disciplines (professional qualification an advantage)
  • Ideally 5+ years of experience gained in financial institutions (banks and/or securities firms), regulatory agency or accounting firm
  • Sound knowledge of the relevant laws and regulations of Japan. Exposure to other jurisdictions in APAC and the US is desirable
  • Knowledge of banking and securities products and markets
  • Ability to work with virtual teams across APAC
  • Ability to manage multiple priorities while maintaining attention to detail under pressure.

会社概要

Founded in 1948, Robert Half pioneered specialized recruitment services and today is the world's leader in placing accounting, finance, banking and technology professionals.
In Japan, Robert Half operates Robert Half Finance & Accounting, Robert Half Financial Services, Robert Half Management Resources, Robert Half Technology and Business Transformation.

日本では、ロバートハーフ・ファイナンス&アカウンティング、ロバートハーフ・ファイナンシャル・サービシィズ、ロバートハーフ・マネジメント・リソース、ロバートハーフ・テクノロジ、ビジネス・トランスフォーメーションの各部門を運営しています。

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