Head of Compliance

Part-time Head of Compliance position (Contract/契約社員) at private equity firm based in the US.

Client Details

Private equity firm based in the US.

Description

• Serve as the registered Compliance Officer for the Tokyo entity, ensuring full compliance with the FIEA (金融商品取引法) and other applicable Japanese regulations.
• Act as the primary liaison with relevant regulatory bodies, including the JFSA and industry associations.
• Maintain and update local compliance policies.
• Monitor employee adherence to internal policies and regulatory requirements.
• Develop and deliver compliance training programs for Tokyo staff.
• Prepare and submit regulatory filings, disclosures, and licence applications.
• Support internal/external audits, regulatory examinations, and inquiries.
• Review local contracts in coordination with external counsel as needed.

Job Offer

• 15-20 hours/week part-time
• Flexible WFH options available
• Competitive salary

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Aino Takagaki at +81368328913.

• Relevant compliance experience, ideally within a financial institution or regulatory authority in Japan.
• Strong understanding of Japanese financial regulations, particularly FIEA (金融商品取引法).
• Registered (or eligible to register) as a Compliance Officer under Japanese law.
• Fluent/native Japanese and business English communication skills.