Regulatory Reporting Staff @ Global Securities Firm - 608647

Regulatory Reporting Staff @ Global Securities Firm

Work Life Harmony Guaranteed

Job Information

TradeWinds Consulting KK (TWC)
Job ID
Operations Division  
Company Type
Large Company (more than 300 employees)  
Non-Japanese Ratio
Majority Non-Japanese
Job Type
Permanent Full-time  
Tokyo - 23 Wards
5 million yen ~ 7.5 million yen
June 14th, 2018 09:27

General Requirements

Minimum Experience Level
Over 1 year  
Career Level
Mid Career  
Minimum English Level
Business Level  
Minimum Japanese Level
Minimum Education Level
Associate Degree/Diploma  
Visa Status
Permission to work in Japan required  

Job Description

You will be responsible for:

  • Prepare daily, monthly, qualterly, annal reports to local regulators
  • Participate in projects, meetings and system enhancements related to regulatory reports, and provide opinions as a party in charge
  • Handle ad-hoc requests or queries related to reports matter from regulatory agencies, senior managements, front offices and other in-house groups.
  • Catch up regulation changes, new products or other new items, and reflect them to reports
  • Enhance current reporting process for risk control 


Required Skills


  • Native level Japanese and business level English
  • Basic financial knowledge is preferable; securities business, financial products, financial accounting, financial regulations etc
  • Team player
  • Flexibility and self motivated
  • Capable to work under pressure
  • Good analytical skill and be attentive to details
  • Regulatory Reporting experience is not required, strong will to learn Regulatory Reporting is most important 

Company Description

TradeWinds Consulting was founded with the mission to bring the best in global solutions to the financial services community of Japan and Asia Pacific.

Trading Solutions
We offer brokerages, prop traders, asset managers and the clients who depend on them a variety of solutions to effectively implement global markets straight through trade processing, supporting leading edge solutions spanning multimarket execution, middle office allocation and back office processing and reporting. Beyond STP we also provide cutting edge tools to implement and manage complex events processing such as algorithmic/automated trading strategies.

Governance, Risk and Compliance
The market has shown that in order to not only survive but survive in the current environment, robust risk management and compliance solutions are essential. We deliver to our customers the right offerings to streamline operational support beyond the trading desk to address the enterprise as a whole. These solutions benefit any listed company to reduce compliance costs and take control of audit and reporting.

Human Resources
TWC has an excellent track record for introducing the staff and support to help our clients get the most out of their systems, as well as strategic placements of front office, operations and IT staff in the manner best to drive forward their business.

By partnering with established service providers as well as our own extensive network of contacts throughout the region we are able to ensure our customers have access to the latest technology platforms in order to drive their revenue and minimize expenses. We excel at working closely to develop and implement the best to-market strategies to benefit both our partners and our customers.

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