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Job ID : 1399945 Date Updated : March 22nd, 2023

Compliance Officer

Hiring Company One of the largest investment management firm based in the Unite
Location Tokyo - 23 Wards
Job Type Permanent Full-time
Salary Negotiable, based on experience

Job Description


One of the largest investment management firm based in the United States


  • Develop and revise a compliance manual and a compliance program to ensure compliance with laws and regulations
  • Report the status of compliance with laws and regulations to Compliance Committee
  • Develop and revise a plan and implement an internal audit
  • Request a report of compliance-related matters and make a recommendation as required
  • Develop, revise, and implement required policies/rules to avoid insider trading and manage related information
  • Accept and manage to whistle-blow appropriately and protect whistle-blowers
  • Assist the board of REIT regarding compliance-related matters Skills/Qualifications


  • More than one-year experience working as a compliance officer
  • Bachelor’s degree
  • Must have more than one-year experience working as a compliance officer of an "Investment management business (投資運用業)" who has a discretionary investment management license
  • Fluent in Japanese and English
  • Have a basic knowledge in law, regulations and compliance matters of real estate companies


Contact NAME: Dylan Kuronuma



Click “Apply now” in the top right.

General Requirements

Minimum Experience Level Over 1 year
Career Level Mid Career
Minimum English Level Business Level
Minimum Japanese Level Fluent
Minimum Education Level Bachelor's Degree
Visa Status Permission to work in Japan required

Job Location

  • Tokyo - 23 Wards

Work Conditions

Job Type Permanent Full-time
Salary Negotiable, based on experience

Job Category

  • Banking and Financial Services > Compliance, Audit
  • Legal, General Affairs and Public Relations > Legal, Compliance
Recruiter Company Information

Cornerstone Recruitment Japan K.K.

Compliance Officer Job Information | Work in Japan · Jobs with International Companies · Jobs that Use English · CareerCross

Company Description

Cornerstone Recruitment Japan is focused on placing bilingual professionals in a wide range of market leading companies.

Focusing across all sectors, we leverages the network of our experienced consultants to provide both clients and candidates with high end service levels and most importantly results.
We are passionate about helping our clients in securing the best talent on the market, by introducing unique profiles who can give them the edge in an increasingly competitive recruitment market.
Established in 2019, in partnership with Cornerstone Global Partners and with investment from Morgan Stanley, Cornerstone Recruitment Japan strives to be the recruitment partner of choice for all Tokyo based clients and candidates.

Our Mission

The Cornerstone. As every building requires a cornerstone, we believe people are the cornerstone of every great company.
​Our recruitment experts are passionate about bringing together great people with great companies.

Our Business Sectors

  • Accounting & Finance
  • Financial Services
  • Human Resources and Office Professionals
  • Industrial
  • Information Technology
  • Legal & compliance
  • Life Science
  • Supply Chain & Procurement
  • Marketing
  • Sales

Our Services

  • Contingency

Many clients choose to utilize our success based contingent recruitment service. We take the time to fully understand the job brief before presenting a tailored shortlist of 5 to 6 candidates from our expansive existing network. This service comes with no obligation to hire and our clients only pay a fee when the successful candidate joins.

  • Retained

Our retained service is particularly successful for clients with high profile/critical hiring needs, or niche searches that involve a significant amount of time unearthing candidates from outside our existing network. Clients who choose our retained service benefit from the introduction of exclusive headhunted candidates and top prioritization from the Cornerstone team.

  • Market Entry

With a wealth of experience in the Japan market, our consultants have successfully helped many clients enter the Japan market. We can help you secure that critical first hire, as well as providing a consultation service, to make sure that your business is well prepared for all the initial hurdles it will face.