Information on Jobs in Japan for bilingual Japanese and English speakers, plus an invaluable resource for foreigners Living and Working in Japan. http://www.careercross.com/en/912501.xml Mon, 08 Sep 2008 09:45:37 +0900 CareerCross -売買審査サポート -ドキュメントのコンプライアンスチェックサポート（目論見書、商品概要含む） -法務事務サポート（約款,一任契約書のダブルチェック等） -従業員取引 -翻訳（日/英・英/日） -Responsible for reviewing all outgoing sale materials, including presentation documents, weekly/monthly reports, term sheets, and prospectus, with reference to Japanese Laws and Regulations. -Produce/update policies and procedures in accordance with Japanese Laws and Regulations. -Support newly launched products to ensure all necessary information is collected. -Provide compliance advice to all staff. -Provide compliance education in order for our staff to be familiar with global rules, Japanese relevant laws and regulations. http://www.careercross.com/en/00105094.html Mon, 08 Sep 2008 09:00:00 +0900 -内部ルールやレギュレーション等のローカル・マニュアル作成に関する、ヘッド・オフィスや外部弁護士の補助業務 -内部ルールやレギュレーション・マニュアル実行のマネージメント業務 -業務上でのコンプライアンス・リスクの評価、改善業務 -マネー・ローンダリング・リスクの監視、軽減業務 -自社スタッフのコンプライアンス、アンチ・マネー・ロンダリング・リスク・ポリシー、手順、プロセスに関する遵守確認・監督業務 -コンプライアンスやアンチ・マネー・ロンダリング・トレーニング・プログラムの実施、監査等へのプログラム内容のレポート -コンプライアンスやアンチ・マネー・ロンダリング・レポート作成、送信業務 -不審なアクティビティの確認・評価業務 -顧客および顧客ファイル確認において不足があれば、コンプライアンス・ヘッドへのレポートを行う -コンプライアンス・リスク・マネージに関する各手順監視業務 -コンプライアンスに沿わない問題の発見、調査、解決業務 -レギュラトリー、法、業界、各市場からの要請対応業務 -各機関の監査・検査の際の日程アレンジメント業務 -Help the HO and External counsel (who are engaged) in preparation and making of local manual (Internal Rules & Regulations). -Manage the implementation of our Internal Rules & Regulations manual. -Assess and mitigate the compliance risks relevant to the business. -Assess and mitigate the money laundering risks relevant to the business. -Understand the bank’s products, services, customers, and geographic locations, and the potential money laundering and terrorist financing risks associated with those activities. -Ensure that our employees adhere to the bank’s Compliance and AML policies, procedures, and processes. -Participate periodic training that is relevant and appropriate given changes to regulatory requirements as well as the activities and overall Compliance and AML risk profile of the bank. -Organize and document Compliance and AML training programs for employees and maintain records of the participation for examiner reviews and audits. -Deliver a Compliance and Anti Money Laundering Report to the Head of us, the Head of Compliance in Mainz and Members of the Board on an annual basis. -Receive and evaluate suspicious activity reports. -Review customer’s files and where KYC & KYCB deficiencies arise make report to the Head of Compliance and the Head of us with recommendations, where necessary. -Set up and maintain record keeping arrangements. -Obtain knowledge of all relevant financial crime developments and using domestic and international findings to carry out the responsibilities effectively. -Monitor procedures to manage compliance risks. -Identify, investigate and resolve noncompliant activity. -Respond to requests from regulatory, statutory, industry and market bodies to contribute to improvements. -Establish and maintain arrangements for managing an inspection visit by the regulator. http://www.careercross.com/en/00105246.html Mon, 08 Sep 2008 09:00:00 +0900 -チャイニーズ・ウォール・マネジメントおよびクリアランス・リサーチ業務 -取締り機関へのレポーティングおよび問い合わせ等 -This individual will be responsible for Chinese Wall Management as well as Research Clearance. -Likewise this individual will be required to handle any regulatory body reporting and inquiries. http://www.careercross.com/en/00105245.html Mon, 08 Sep 2008 09:00:00 +0900 Department Overview: Internal Audit Team in Asia Pacific is responsible for undertaking audit reviews of the company’s entities in the region. The regional head of audit reports to the Global Head of audit off-shore. Main Function of the Job: -A manager within the Internal Audit function of the company -Reporting into the local audit manager -Integral member of regional audit team of 25 people -Responsible for planning and execution of regulatory based audit work for the company -Participation and management of risk based audits. -Reporting results locally to the audit director and the business. -Specific requirements include audit planning, undertaking fieldwork and reporting on results & issues follow-up; -Specific coverage of control testing for Sarbanes-Oxley purposes (now performed by the business). 部門概要： アジアパシフィック内部監査チームは、地域における会社領域の監査検証を担う。監査の地域ヘッドはグローバルヘッドへ報告する。 職務内容： －内部監査内のマネージャー －ローカルの監査マネージャーへ報告する －２５人から成る地域監査チームのメンバー －会社向けに、規制に基づいた監査業務の計画、実行を担う －リスクに基づいた監査の参加と管理 －結果をローカルの監査ディレクター会社へ報告する －監査計画、フィールドワークへの取り組み、結果と問題に関して報告する －ＳＯＸ法向けのコントロール・テスティングへの取り組み http://www.careercross.com/en/00103717.html Fri, 05 Sep 2008 16:15:00 +0900 【一部上場/大手総合商社】　リーガルプロフェッショナル　年収1200万円～2000万円 【職務内容】 ■多岐に渡る事業領域において、契約、契約書審査・作成。 ■事業提携や、Ｍ＆Ａなどにも法務面からサポートいただき、法務面からの積極的なビジネス参画を期待します。 ■新規事業企画の際も、法的側面からサポートをしていただきます。 【想定年収】 ■1200万円～2000万円（経験・能力を考慮の上、規程により優遇） 【想定年齢】 ■27歳～40歳 ※年齢制限理由：技能・ノウハウの継承の観点から、特定の職種において労働者数が相当程度少ない特定の年齢層に限定し、かつ、期間の定めのない労働契約の対象として募集・採用するため 【会社紹介】 ■総合商社として、金属、機械・情報、化学品、エネルギー、生活産業、物流・金融の各分野において、グローバルに広がる拠点の情報力と総合力を活用し、商品の国内販売、輸出入、外国間貿易、さらには、資源開発や新分野での技術開発など各種事業を多角的に展開しております。 ■海外を含めて167の事業所を展開しております。国内17拠点 (本店 ： 1 支社 ： 6 支店 ： 9 営業所 ： 1)海外拠点数150。(海外店 ： 54 現地法人 ： 96(本店43)) ■自由闊達の精神を大切にしており、異なる様々な経験、個性、知見を持った人、それぞれの個性を大切にしており、「良い仕事」、「新価値の創造」を目指しております。 http://www.careercross.com/en/0088011.html Fri, 05 Sep 2008 13:18:00 +0900 -CIOやCOOへの投資マネージメントなど各種アドバイス業務 -商品開発やファンドストラクチャーや規制に関するアドバイス提供業務 -投資マネージメント協約等に基づいたファンドモニタリングルールの実行確認業務 -投資チーム内でのシニアマネージメントとの関係保持業務 -エクイティキャピタルマーケット業務監督業務 -コーポレートガバナンス・プログラム内でのアドバイス提供業務 -新規商品や投資戦略確認アドバイス業務 -地域法規事項に対応する投資コンプライアンスポリシーマネージ業務 -リーガル部門との自社Price Sensitive Informationポリシー適合確認、インサイダー情報取り扱い監視業務 -業務効率改善の為の各種手順見直し業務 -海外レポーティングチームとの株主レポーティング監督業務 -持ち株に関するその他規制レポート作成確認業務 -国内金融規制知識に関する海外オフィス補助業務 -必要に応じ、ファンドやトレード監視補助業務 -Responsible for provision of advisory services to CIO, COO: ­ Investment Management ­ Portfolio managers ­ Traders and support staff relating to regulatory and legal interpretation. -Participate in product development and fund launch initiatives and provide relevant advice on fund structure and regulatory expectations. -Ensure fund monitoring rules are implemented appropriately for new funds in line with Trust Deeds or Investment Management Agreements. -Develop an interactive personal relationship with senior management within the investment team. -Oversee and assist Equity Capital Markets activity and trading. -Advise on activities within our Corporate Governance program. -Review and advice on new instruments and investment strategies and their applicability to out products. -Manage Investment Compliance policies to ensure they meet local legal / regulatory requirements. -Work with the Legal department to ensure that the provisions of our Price Sensitive Information policy are complied with, and oversee the procedural aspects of the handling of ‘Insider Information’. -Develop and implement procedures to ensure operational effectiveness. -Supervise large shareholder reporting in cooperation with the overseas based reporting team. -Ensure other regulatory reporting in relation to holdings is conducted promptly and efficiently. -Work with offshore to assist in their understanding of Japanese regulation and ensure their activities are in line with regulatory expectations. -Provide assistance when required to fund monitoring and trade oversight activities. http://www.careercross.com/en/0093322.html Thu, 04 Sep 2008 17:38:00 +0900 ①法務事項全般に関する当社経営陣へのアドバイス ②当社が契約する契約書（和文、英文）の内容チェック ③当社が契約する契約書（和文、英文）の作成 ④当社が契約する契約書（和文、英文）の内容に関する相手側との交渉 ⑤コンプライアンスを除く法律に関わる各部からの相談事項に対する回答 ⑥契約文書の保管 ⑦内外の弁護士、弁理士、司法書士事務所などとの折衝窓口並びに折衝 ⑧投資サービス法等の新規法律の制定、会社法制定などの既存法律の改定などのカバーと必要に応じての経営、その他関連部門への連絡 ⑨社内のコンプライアンスを除く各種法務事項への質問に対する口頭、電話、メール、書面による回答並びに必要に応じての処理 ⑩親会社、関連会社法務部との契約、その他法律関係事項の折衝 ⑪特定プロジェクト担当 ⑫上記に関する金融庁、関東財務局その他関連官庁との折衝 ⑬プロジェクト関連の申請書等の書類提出窓口 ⑭主に投信法、投資顧問法、その他証取法に関る各種調査並びに報告 http://www.careercross.com/en/00106527.html Tue, 02 Sep 2008 21:34:00 +0900 The position will be Head of the Tokyo Investment Compliance department providing advisory support to the Japan investment team. ·Manage the investment compliance officers performing time of trade testing and trade oversight programs ·Responsible for assisting the Japan investment team with all related queries and projects ·Oversee and research compliance implications of investing in new equity and fixed income securities, vehicles and strategies ·Proactively identify, resolve and communicate compliance issues and trends ·Work closely with Bermuda Investment Compliance on COMET and AS400 compliance engines, end-of-day and monthly testing ·Develop close working relationships with the Chief Investment Officer and his senior team, in particular the Head of Trading ·Independently respond to routine and ad-hoc requests from internal and external sources ·Develop and implement compliance procedures to ensure operational effectiveness and to produce metrics for management information ·Ensure that all portfolio managers are educated on mandates they manage, in particular restrictions, on an annual basis ·Work closely with London, Hong Kong and Boston Investment Compliance functions to ensure Tokyo’s obligations under the Global Service Model are met ·Ensure that all FSA and SEC requirements on trade oversight are implemented and complied with ·Stay abreast of internal and external procedural and technical developments relevant to the job functions ·Establish effective working relationships with other functional areas ·Provide support for the Code of Ethics, including handling general queries and pre-clearance requests ·Provide support to Regulatory Reporting on shareholder disclosure and regulated industries related matters ·Work with the Legal department to ensure that the provisions of company`s Price Sensitive Information policy are complied with http://www.careercross.com/en/0093377.html Tue, 02 Sep 2008 17:04:00 +0900 ・　Implement company’s policies ・　Set annual compliance priorities, goals, and operate rhythms for Compliance Review Board Meetings ・　Attend Board meetings and report on compliance incidents to the Board on a regular basis ・　Attend compliance related meetings in Japan ・　Be the main contact person in case of audits by government authorities ・　Conduct internal compliance investigations ・　Identify, communicate and assist in the resolution of compliance-related procedural issues and deficiencies ・　Design, coordinate, implement and conduct compliance training throughout Japan ・　Prepare Compliance Operation Reviews in Japan http://www.careercross.com/en/00106435.html Tue, 02 Sep 2008 16:09:00 +0900 Advise on the legal, regulatory, and tax aspects of new investment products and services, working with external legal and tax advisers as needed Work closely with the Compliance staff to ensure that the business understands and acts in accordance with best practices for compliance with laws, regulations and tax rules Review, draft and assist in negotiation of investment management agreements and other client documents Review, draft and assist in negotiation of agreements in support of the company?s business operations (ISDA swap and other derivative documentation, trust deeds and trust management agreements, distribution agreements, trademark and other intellectual property licenses, direct market access and other brokerage service agreements, etc.) http://www.careercross.com/en/00106211.html Tue, 02 Sep 2008 14:28:00 +0900