***会社概要*** 全世界150カ国、750都市以上で10万人のプロフェッショナルを擁し、オランダのアムステルダムの国際本部を基点としている世界最大級のプロフェッショナル・ファームの一員です。 ***仕事内容*** ◆シニアアソシエイトのアシスタントとして、 ・ERM態勢の構築、運営支援 ・内部監査機能の評価、導入、運用支援 ・アウトソーシングによる内部監査支援 ・サーベンス・オスクリー法（第404条）対応支援 等を着実に遂行する。 ◆クライアントの課題解決のために分析・検証に必要なデータ等を収集し、レポート作成 ***待遇条件*** 昇給年一回、交通費全額支給、社保完備、退職金制度、財形貯蓄制度

Job Background: Audit and Risk Review (ARR) provides independent assessments of the company’s risk and control environment. Using ARR’s Credit Risk Review methodology, the Corporate Credit teams analyze the key risks of all Corporate and Commercial Banking businesses and their credit support functions, develop audit coverage strategies, execute reviews and conduct ongoing monitoring of these businesses to evaluate the control environment. Job Responsibilities: -Be the senior face for the Corporate Credit team in Japan, working closely with the Japan Chief Auditor and the Asia Corporate Credit Program Director -Perform ongoing Business Monitoring of the Japan Corporate Credit entities to proactively surface existing and emerging risks, evaluate the effectiveness of corresponding key controls and provide appropriate feedback and recommendations to the Business between cycled reviews. -Plan and Lead Corporate Credit reviews in Japan, as well as participate on other Corporate Credit reviews in Asia and globally, as a full time member of the Asia Corporate Credit team. These reviews typically involve the management of large teams and interface with senior management. -Build a thorough understanding of the risk and control fundamentals of the Businesses assigned to you as Lead Reviewer through a close working relationship with Line management. 部門概要： オーディット・リスク・レビュー部門（ＡＲＲ）は、企業のリスクおよびコントロール環境を独立して評価する。このＡＲＲのクレジット・リスク・レビュー方法を用いて、コーポレート・クレジット・チームは企業金融業、市中銀行業、およびそれらのクレジット・サポート部門の主要なリスクを分析する。また、監査範囲の計画を立て、再検証とこれらのビジネスの進行中のモニタリングを行い、コントロール環境を評価する。 職務内容： －日本におけるコーポレート・クレジット・チームのシニアの代表として、日本のチーフ監査役、アジア・コーポレート・クレジット・プログラム・ディレクターと連携する。 －日本のコーポレート・クレジット領域に関する進行中のビジネス・モニタリングを実行する。これによって、既存リスクおよびリスク要素を率先して発見し、対応する重要なコントロールの効果を評価し、的確なフィードバックと提案を周期的なレビューの合間に行う。 －日本におけるコーポレート・クレジット検証の計画とリードのほか、アジアおよびグローバルのコーポレート・クレジット検証にも参加する。これらの検証業務は大規模チームの管監督とシニアマネジメントとの連絡を伴う。 －リスクに関する完全な理解を形成し、ライン部門管理と連携して、リード・レビュワーとしての自分の業務の基礎をコントロールする

Key Responsibilities: Maintenance of the Authorities Guidelines Document; Establishment of a consolidated Business Continuity plan therefter monitoring and testing, and reviewing on an annual basis Creation and maintenance of error reporting documentation and internal reporting, producing regular and meaningful MIS and validation of actions arising from such incidents; Development and maintenance of all corrective action plans including monitoring and management of closure process working closely with the relevant staff, preparing meaningful and timely MIS; Development and co-ordination of a termly self assessment process, ensuring that key risk areas are documented and that control weaknesses are reported on a timely basis; Performance of ad hoc controls reviews, preparing appropriate, timely and meaningful reporting for the Bursar; Assisting the management of controls related reviews and audits of all activities that may be performed from time to time and subject to internal audit, external audit, and examination by Trustees, and local government organisations; Providing clear and concise reporting/regular MIS/status updates on action plan(s) and issues etc to the Bursar, Head Teacher and Board of Trustees; Liaison on a regular basis with subject matter experts ensuring that all activities remain compliant on a timely basis with relevant BST policy, local government and Japanese regulations; Technical support to all departments on appropriate compliance and controls issues, including recording and timely response to internal queries as necessary.

Key Responsibilities Responsible for the preparation and initial review of the monthly financial reports for the Finance subcommittee and Board of Trustees. These reports will include YTD budget analysis and management accounts Implementation of the annual budget process liaising with all stakeholders ensuring the integrity and sign-off of all data supplied, and that submissions are made on a timely basis. Management of the financial accounting system, including development verification, and production of management information reports, financial allocations and coding. Analysis of financial data needed in fiscal and budgetary planning. Responsible for maintaining the fixed asset register and mnitoring additions and disposals, and maintaining depreciation reports. Responsible for developing and maintaining policies and procedures for the school’s computerized accounting system Responsible for delivery of ad-hoc projects

Exciting Operational Risk Management role with a major international investment bank. In this role you will be working as a key member of one of the leading ORM teams in Tokyo, working closely as a partner to the business lines, and will be responsible for helping to develop the organisation and policies and procedures in the following key areas: Operational Risk Performance Measures ・ Establish key risk and performance measures and produce quality management information, analysis and reports, highlighting key exceptions and high risk issues proactively and timely Proactive Risk Assessment Approach ・ Drive and set up a framework for a proactive and preventive approach to self-assessment of operational risks up-front, using effective tools and techniques to evaluate the end-to-end process across businesses and locations. Monitor and report all significant control issues including audit points ・ Drive an effective risk event reporting process, using effective tools to monitor and analyze error trends and root causes Operational Policies Awareness ・ Assess new policy or changes/interpretation to existing operational controls. Corporate Governance ・ Facilitate location operating committee as well as regional business control committee as key control governance forums for senior management to focus on reviewing key risk issues or concerns that may cause exposures to the business of the bank. Capital Model ・ Drive and set up a global framework of Operational Risk Capital charge in the region Risk Awareness ・ Interact closely with the Global Operational Risk Control team in US and London, share key control policies, standards, best practices and drives various control initiatives in the region with the aim of enhancing control awareness in the operating environment

Lead and ensure appropriate internal control of the company both from risk management and compliance perspectives. Taking account of the existing structure of the department, risk management is prioritized. In addition, the successful incumbent will be in charge of making sure that internal controls meet both Japan local and global requirements. The successful candidate will chair the Risk and Compliance Committee and manage and supervise the department which consists of compliance officers, staff and a risk management manager. General Duties / Tasks Risk Management -Lead and implement overall direction of the Company’s risk management functions as below; -Formulate the risk management policies and manuals -Ensure each department’s risk management procedures work properly -Coordinate with Global Risk Management headquarters -Undertake assessments of business unit exposures, identify risk, define the key risk indicators, evaluate their potential impact and review the strengths and weaknesses of the company’s existing controls -Implement functional risk assessment and report to the management -Develop approval procedures and guidelines on risk limits in investment management or in transactions, etc. -Involve in evaluation of new products and investment management process from a risk management perspective -Make sure the investment and investment management oversight function work appropriately - Involve in evaluation of outside service providers including due-diligence on delegated investment managers, etc. - Investigate, resolve and document operating errors and working with the business to improve process and procedure -Provide counsel and training to business unit managers on risk management issues and evaluate business practices -Involve in internal audit processes including external risk management/process audits, such as SAS70, SOX, etc. -Continue to monitor control compliance and the prevalent risk environment to ensure that exposures are kept at acceptable levels -Lead and enhance Business Continuity Plan Compliance-Supervisory -Responsible for developing compliance strategy and directing and monitoring the Company’s overall compliance program -Correspond with the FSA and other regulatory bodies -Prepare and submit regulatory reports to clients and relevant authorities -Establish and maintain the Company’s compliance programs including compliance manuals, etc. integrating new laws and regulations -Ensure and monitor fund management, trading and operational activities in compliance with regulations, restrictions, policies and guidelines -Ensure and monitor marketing materials and reports sent out to clients or prospective clients in compliance with regulations and restrictions -Review and pre-clear personal securities trading and holdings, and monitor insider trading and AML -Deal with complaints and individual privacy information control -Review contractual documents -Provide compliance training and update staff with law and regulation changes

As a key player within the Japan Business Audit team, you will be responsible for supporting the Pacific Rim region in all its audit functions, although you will mainly be focused on Japan. - Assisting in developing the annual audit plan including coordination with other regional and global teams/team leaders - Audit Execution including risk assessments, planning, fieldwork, work paper documentation and audit report drafting - Client relationship management through liaising with business and support groups to proactively engage and discuss in risk control frameworks as part of a value added service and continuous monitoring - This will also include contributing to activities such as control committees and ad-hoc advisory roles

-Prepare eCA for credits (loans, traded or structured products transactions, non-trading issuer risk) of the firm with analysis of transactional and counterparty risks based on credit request by the business lines -Prepare eRA (with financial spreading whenever appropriate) and recommend internal credit rating for responsible counterparties/issuers -Monitor closely responsible industry sectors and counterparties of the company -Gather up-to-date information on the markets being relevant to the industry sectors of responsible credits -Act as a CRM Traded Products Floor Base contact for limit allocations and CRM approval liaising with the Global RM Banks/FI/NBFI teams in FFM, LDN and NY and coordinate for counterparty analysis or eCA for non-Japanese credit risks -Provide Marketing/Trading Teams with accurate limit availability upon request and determine credit or documentation requirements with necessary coordination with other functions (Legal, Compliance and Operations) -Determine collateral conditions and coordinate with Collateral Management and internal/external legal counsel to ensure the proper set-up of collateral conditions and documentation -Attend external meetings in need for company’s business conducts, including due diligence meetings, analyst meetings, etc. -Coach junior analyst(s) with technical assistance -Liaise with the local Credit Secretariat to ensure proper approval process -Back up Credit Officer(s) and Credit Administration -Write procedure memo where needed -Write policy when needed

大手ヨーロッパ系投資銀行 東京および地域の監査チームと連携し、規制監査担当者として次の業務を担当していただきます。 ◆地域業務のリスクの査定。監査に重点を置いたプログラムを確実に実行し、地域の規制リスクおよび運営リスク(投資銀行、資産管理、資金&セキュリティサービス)の管理強化の遂行 ◆規制の変更や事業活動へ適切に対応。監査計画を議論し、柔軟に調整し、地域のリスクプロフィールへ反映。 ◆動向や問題を特定し、管理職へ積極的に働きかけ、連携しながら、それらへ対応 ◆主要規制機関との関係を構築、維持し、規制監査中は監査人として行動 Major European investment bank. Working with the Tokyo and Regional Audit Teams, the Regulatory Auditor will: ◆Assess the risk of the location’s activities and ensure that an appropriately focused program of audit coverage is executed to help enhance the management of regulatory and operational risks across the location (investment banking, asset management and treasury & security services) ◆Keep abreast of regulatory events and business activity to dynamically discuss and adjust the audit plan to reflect the changing risk profile of the location ◆Identify emerging trends and issues, and actively influence and work with management to address them ◆Develop and maintain relationships with key regulators, and represent Audit during regulatory inspections

This position is for the Access Control group that performs security administration functions for a global financial company primarily focused on Wintel system and applications. Objective This is the first line of system and application access from 8am to 6pm Monday to Friday through a support role. Perform daily duties as a security administrator including user account management (create, modify, lock, delete, password reset) on Wintel and various applications.