転職 : Compliance Officer

職務経験

無し 

英語レベル

ビジネス会話レベル 

日本語レベル

ネイティブ 

最終学歴

大学卒： 学士号 

現在のビザ

日本国籍、または日本での就労許可が必要です  

lLead internal control/ risk management along with our Controller

lHandle all communications with the FSA including at the time of an on-site inspection

lUnderstand and update current laws and regulations governing business, and develop compliance programs, ensuring that operations are in compliance of these laws

lCreate a compliance infrastructure for the firm, including creating a Compliance Manual and performing periodical audits in accordance with the compliance manual; report findings to the directors of the company

lOrganize and conduct compliance training sessions for the directors and employees of the company

lReporting and filing with the regulatory authorities

lCompliance review of new products, deal structures and all related agreements

lPrior experience in compliance, risk management or legal in asset management, trust banking and/or real estate industries preferred

lExperience dealing with the FSA.

lAn understanding of the Financial Instrument and Exchange Law

lPC Skills Word, EXCEL, Power Point

lNative Japanese with advanced English

lEnglish communication written and verbal

lKnowledge of beneficial interest business and the real estate industry (Preferable)

lBrokerage licensee (Takken) holder is preferable but not required

lStrong interpersonal skills

lMust be a strong team player

Legal Futures was founded in 1999 and is a dedicated legal, compliance and financial services boutique consultancy that operates from offices in Tokyo, Hong Kong and Singapore. Our recruitment business is categorised as specialist/professional. From Hong Kong we also service our clients in the PRC and Korea, whilst Thailand, Malaysia and Indonesia are serviced from Singapore. This enables us to deliver a total recruitment solution to regional team building in our clients’ key locations. We offer in-depth coverage from each office with a premium personalised consultancy service acting for international law firms, leading American and European investment banks and other employers of choice across all sectors of industry and commerce. For candidates, there is no charge for the services that we provide.

We operate three separate and highly specialised divisions:

Our Private Practice Division services the full spectrum of law firms sourcing qualified lawyers (both local and overseas admitted) at all levels from associates through to partners, also practice support lawyers, paralegals and business services positions.

Our Corporate Division services both domestic and international companies sourcing qualified lawyers (both local and overseas admitted) at all levels from Legal Counsels through to Regional General Counsels, corporate compliance officers, company secretaries and commercial/contract managers.

Our Banking & Finance Division services the full financial services industry from bulge bracket investment banks to retail banks and fund managers and is responsible for the recruitment of financial services executives, lawyers (both local and overseas admitted) at all levels from Legal Counsels through to Regional General Counsels, compliance officers at all levels from junior compliance officers up to Regional Heads of Compliance, also documentation officers, paralegals and mid-office personnel positions.

Our recruitment business is categorized as specialist/professional and our placements are limited to Japan only. Our service is free of charge. We will apply and follow the laws and principles of all relevant legislation and maintain data privacy at all times. Please refer to www.legalfutures.com to view our Privacy Policy. The person handling personal information is our license holder Matt Anderson who will also handle any complaints.