転職 : Compliance Manager / Head of Compliance

職務経験

無し 

英語レベル

流暢 

日本語レベル

流暢 

最終学歴

大学卒： 学士号 

現在のビザ

日本国籍、または日本での就労許可が必要です  

Company Overview
Ever since our client was established nearly 40 years ago they have been committed to creating Investment Products that enable their clients to make wise investment choices. Their success in understanding what investors want and delivering superior products is reflected in the remarkable growth - the company and its subsidiaries now manage investments worth more than $275.6 billion (as of last year) for major institutions and millions of private investors around the world.

Department Overview

As part of senior management of this Leading Asset Management Firm, you will be responsible for investment compliance on both equity and fixed income products, for retail, institutional, domestic and international investment funds.

Tokyo Investment Compliance supports the Chief Investment Officer and the Japan investment team, including Asset Managers, Analysts and Trading desk on all matters.

This is an excellent opportunity for you if you are looking to take ownership and drive a leading Investment house!


Key Responsibilities

Responsible for provision of advisory services to CIO, COO - Investment Management, portfolio managers, traders and support staff relating to regulatory and legal interpretation
Participate in product development and fund launch initiatives and provide relevant advice on fund structure and regulatory expectations
Ensure fund monitoring rules are implemented appropriately for new funds in line with Trust Deeds or Investment Management Agreements
Develop an interactive personal relationship with senior management within the investment team
Oversee and assist Equity Capital Markets activity and trading.
Advise on activities within the Corporate Governance program.
Review and advise on new instruments and investment strategies and their applicability to company products
Manage Investment Compliance policies to ensure they meet local legal / regulatory requirements
Work with the Legal department to ensure that the provisions of the Price Sensitive Information policy are complied with, and oversee the procedural aspects of the handling of ’Insider Information’.
Develop and implement procedures to ensure operational effectiveness
Supervise large shareholder reporting in cooperation with the Sydney based reporting team
Ensure other regulatory reporting in relation to holdings is conducted promptly and efficiently
Work with Bermuda and Hong Kong to assist in their understanding of Japanese regulation and ensure their activities are in line with regulatory expectations
Provide assistance when required to fund monitoring and trade oversight activities
Experience

Extensive knowledge of Japanese securities laws and regulation
Experience of a global investment business and related processes
Knowledge of overseas markets and regulation an advantage
Focus on ensuring that domestic products are compliant with relevant laws and regulations, and are being monitored adequately
Flexible schedule, and especially able to start early, prior to the start of market hours, and able to stay late when required
More than 3 years investment or investment compliance experience is required.
Values

Highest personal ethics; willingness to forego (or engage in minimal) personal securities transactions
Pro-active, self-starter, resourceful, forward-looking
Responsive to difficult or menial ad-hoc tasks
Investigative and questioning nature
Excellent inter-personal and English language skills
Hays is the first foreign recruitment company in Japan to have attained the Privacy Mark.

If you have any queries in relation to this role or would like to discuss other similar opportunities, please contact Sinan Atahan for a confidential discussion on +81 3 3560 1320 or email Sinan.Atahan at hays.co.jp

ヘイズ・グループは1800年代にロンドンに設立された、世界27カ国、350以上のオフィス、8,000人以上の従業員を抱える世界最大級のスペシャリスト・リクルーティング会社です。今現在アジアで最も大きなリクルーティング会社として知られており、専門分野に特化した人材紹介サービスのクオリティの高さとそのスピードで、世界中で高い評価を得ております。弊社では、正社員・派遣社員の紹介はもとよりリクルートメントプロセスアウトソーシングのお手伝いもさせて戴いております。

東京オフィス 03-3560-1188
大阪オフィス 06-4705-5545

専門分野：

アカウンティング　＆　ファイナンス（会計＆金融）
バンキング（銀行）
コンストラクション＆プロパティー（コンストラクション＆プロパティー）
ファイナンステクノロジー（ファイナンステクノロジー）
ヒューマンリソース（人事）
インフォメーション　テクノロジー（情報テクノロジー）
ファーム（医薬、化学）
セールス　＆　マーケティング（セールス＆マーケティング）



Hays can trace its origins back to the 1800’s in London and employs over 8,000 people, in more than 350 offices across 27 countries. We are the largest specialist recruitment firm in Asia. Hays is recognized around the world and we have built our reputation by delivering on a comprehensive range of human capital disciplines such as Permanent Placement, Temporary Consulting Assignments (Contract), Retained Search and Recruitment Process Outsourcing (RPO).
Hays currently have offices in Osaka (06- 4705 5545) and Tokyo (03-3560-1188).

Specializations:-

Hays Information Technology
Hays Accountancy & Finance
Hays Banking
Hays Finance Technology
Hays Sales & Marketing
Hays Human Resources
Hays Pharma
Hays Construction & Property